AIAM Singapore | 12 March 2020

Webinar on MAS's information paper "Private Banking Sales and Advisory Practices"


Thursday, 12 March 2020

11 AM - 12 PM


Zoom Conference


For any question contact

On 14 February 2020, the MAS published an information paper titled “Private Banking Sales and Advisory Practices”. Although you are not a bank, you should take note of this paper. The “MAS expects financial institutions to benchmark themselves against the desired outcomes in the paper, and take steps in a risk-appropriate manner to address gaps, if any.” As a financial institution active in wealth management you are thus also expected to align your practices to the recommendations in this information paper; as an EAM most of all regarding governance, investment suitability and culture and conduct.

The Webinar will address the sections most relevant to the EAM community.