Q2 COMPLIANCE EVENT | 29 MAY 2019

AIAM COMPLIANCE SEMINAR

EVENT DETAILS

Thursday, 29 May 2019

9:00 AM - 2:00 PM

Venue

The Capitol Kempinski Hotel Singapore
The Atelier, Level 4
15 Stamford Road
Singapore 178906

Contact

For any question contact support-SG@aiam.org.sg

Dress Code

Smart Casual

  • REGISTER HERE

    Kindly check your inbox for the registration confirmation. If not received, please email support-SG@aiam.org.sg.

Please join us for an AIAM compliance seminar

This session includes presentations by industry experts, who will share their insights tailored to the specific needs of IAMs/EAMs. This Compliance Workshop is designed for Compliance Officers, MICs, and Senior Management.

Each member firm may register up to 3 attendees
3 CPD hours on Compliance applies.

PROGRAMME

General overview of MAS requirements on AML & CDD by Sin Yee Koh (Duff & Phelps)

Practical Considerations for AML and CDD by Tan Woon Hum (Shok Lin & Bok)

Internal Audits: Lessons Learnt by Sunil Iyer (IQ-EQ)

Recent Hong Kong SFC Enforcement Approach on AML Compliance Issues by Kevin Yam (Kennedys Law)

Challenges and Future of KYC Screening by Banerjee Swagat (Reed Business Information)

AGENDA 

9:00 AM – 9:30 AM Registration & Morning Coffee
9:30 AM – 1:00 PM Programme
1:00 PM – 2:00 PM Networking Lunch

Kindly note that a SGD105.00 no-show penalty fee is applicable for this event. If you would like to register now but are unable to attend closer to date, please inform support-SG@aiam.org.sg 48 hours before event day. Thank you!