Q2 COMPLIANCE EVENT | 29 MAY 2019

AIAM COMPLIANCE SEMINAR

EVENT DETAILS

Wednesday, 29 May 2019

9:00 AM - 2:00 PM

Venue

The Capitol Kempinski Hotel Singapore
The Atelier, Level 4
15 Stamford Road
Singapore 178906

Contact

For any question contact support-SG@aiam.org.sg

Dress Code

Smart Casual

Please join us for an AIAM compliance seminar

This session includes presentations by industry experts, who will share their insights tailored to the specific needs of IAMs/EAMs. This Compliance Workshop is designed for Compliance Officers, MICs, and Senior Management.

Each member firm may register up to 3 attendees
3 CPD hours on Compliance applies.

PROGRAMME

General overview of MAS requirements on AML & CDD by Sin Yee Koh (Duff & Phelps)

Practical Considerations for AML and CDD by Tan Woon Hum (Shok Lin & Bok)

Internal Audits: Lessons Learnt by Sunil Iyer (IQ-EQ)

Recent Hong Kong SFC Enforcement Approach on AML Compliance Issues by Kevin Yam (Kennedys Law)

Challenges and Future of KYC Screening by Banerjee Swagat (Reed Business Information)

AGENDA 

9:00 AM – 9:30 AM Registration & Morning Coffee
9:30 AM – 1:00 PM Programme
1:00 PM – 2:00 PM Networking Lunch

Kindly note that a SGD105.00 no-show penalty fee is applicable for this event. If you would like to register now but are unable to attend closer to date, please inform support-SG@aiam.org.sg 48 hours before event day. Thank you!