AIAM Q2 Event | 17 May 2018
AIAM Compliance Workshop

Nothing maintains its status quo in compliance and regulatory matters. To keep up with the latest developments, continuously develop best practices with industry peers and reaffirm our credibility as reliable EAMs, your attendance for the annual AIAM Compliance Workshop on Thursday 17 May is compulsory.
Experts from Hong Kong and Singapore will address issues on Accredited Investors, CRS, Internal Audit, Outsourcing Policy, MiFID II, cross-border and new MAS regulations. Please come with questions.
4 CPT hours on Ethics and Compliance applies.
Register by 14 May 2018

Topics

  1. CRS implementation, issues and latest developments
  2. Internal Audit – the importance of assigning and conducting IA
  3. Accredited Investors – clarification on MAS dialogue and status updates
  4. Outsourcing Policy implementation and impacts
  5. Hong Kong updates: CRS implementation, cross-border issues and recent case studies
  6. MAS updates: recent regulation on protection of customer monies, order executions and others
  7. MiFID II – impact on EAMs and affected scope of activities
  8. Trending topics in 2018 e.g. BREPs
KEY NOTE SPEAKERS

Tan Woon Hum

Head of Trust, Asset & Wealth Management, Shook Lin & Bok LLP

Koh Sin Yee

Director, Compliance and Regulatory Consulting, Duff & Phelps

Sunil Iyer

Director, Iyer Practice

Kevin Yam

Partner, Kennedy’s Law, Hong Kong

Liow Yean Teng

Director, Risk Advisory, Deloitte

Hourly Schedule

10:30 AM -
Registration & Morning Tea
11:00 AM -
Workshop Start
12:30 PM -
Networking Lunch
1:30 PM -
Q&A
3:00 PM -
Wrap-up
3:30 PM -
End
Tags:

Date

May 17 2018

Time

10:30 AM - 03:30 PM

Location

Andaz
Andaz Garden Studio Level 3 5 Fraser Street Singapore 189354
AIAM Singapore

Organizer

AIAM Singapore
Phone
+65 6513 0120
Email
support-sg@aiam.org.sg
Website
http://aiam.org.sg
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